期货公司期货投资咨询业务试行办法中国证券监督管理委员会令第70号颁布日期：20110323实施日期：20110501HYPERLINK"http://law.npc.gov.cn:87/page/secondbrw.cbs?rid=4&order=99&result=C%3A%5CWINDOWS%5CTEMP%5CH177538%2Etmp&page=allindex&f=&field=&transword=++%C6%DA%BB%F5&dkall=1&OpenCondition=FULLTEXT%3D%27%28%23%CA%B1%D0%A7%D0%D4%3D%2A%29+AND++%28%C6%DA%BB%F5%29%27"\l"1#1"第一章总则HYPERLINK"http://law.npc.gov.cn:87/page/secondbrw.cbs?rid=4&order=99&result=C%3A%5CWINDOWS%5CTEMP%5CH177538%2Etmp&page=allindex&f=&field=&transword=++%C6%DA%BB%F5&dkall=1&OpenCondition=FULLTEXT%3D%27%28%23%CA%B1%D0%A7%D0%D4%3D%2A%29+AND++%28%C6%DA%BB%F5%29%27"\l"2#2"第二章公司业务资格和人员从业资格HYPERLINK"http://law.npc.gov.cn:87/page/secondbrw.cbs?rid=4&order=99&result=C%3A%5CWINDOWS%5CTEMP%5CH177538%2Etmp&page=allindex&f=&field=&transword=++%C6%DA%BB%F5&dkall=1&OpenCondition=FULLTEXT%3D%27%28%23%CA%B1%D0%A7%D0%D4%3D%2A%29+AND++%28%C6%DA%BB%F5%29%27"\l"3#3"第三章业务规则HYPERLINK"http://law.npc.gov.cn:87/page/secondbrw.cbs?rid=4&order=99&result=C%3A%5CWINDOWS%5CTEMP%5CH177538%2Etmp&page=allindex&f=&field=&transword=++%C6%DA%BB%F5&dkall=1&OpenCondition=FULLTEXT%3D%27%28%23%CA%B1%D0%A7%D0%D4%3D%2A%29+AND++%28%C6%DA%BB%F5%29%27"\l"4#4"第四章防范利益冲突HYPERLINK"http://law.npc.gov.cn:87/page/secondbrw.cbs?rid=4&order=99&result=C%3A%5CWINDOWS%5CTEMP%5CH177538%2Etmp&page=allindex&f=&field=&transword=++%C6%DA%BB%F5&dkall=1&OpenCondition=FULLTEXT%3D%27%28%23%CA%B1%D0%A7%D0%D4%3D%2A%29+AND++%28%C6%DA%BB%F5%29%27"\l"5#5"第五章监督管理和法律责任HYPERLINK"http://law.npc.gov.cn:87/page/secondbrw.cbs?rid=4&order=99&result=C%3A%5CWINDOWS%5CTEMP%5CH177538%2Etmp&page=allindex&f=&field=&transword=++%C6%DA%BB%F5&dkall=1&OpenCondition=FULLTEXT%3D%27%28%23%CA%B1%D0%A7%D0%D4%3D%2A%29+AND++%28%C6%DA%BB%F5%29%27"\l"6#6"第六章附则第一章总则第一条为了规范期货公司期货投资咨询业务活动，提高期货公司专业化服务能力，保护客户合法权益，促进期货市场更好地服务国民经济发展，根据HYPERLINK"http://law.npc.gov.cn:87/page/secondbrw.cbs?rid=4&order=99&result=C%3A%5CWINDOWS%5CTEMP%5CH177538%2Etmp&page=allindex&f=&field=&transword=++%C6%DA%BB%F5&dkall=1&OpenCondition=